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Provisions And Reserves



 
1.0 INTRODUCTION
There are many risks and uncertainties in business and in order to save the business from such happenings and events, it is necessary to make provisions and reserves in every business. Provisions and Reserves are used in different senses in accounting terminology. 


2.0 OBJECTIVES
At the end of this note, you should be able to:
• know the meaning of Reserve and Provision
• classification of Reserve:

i. Capital Reserve
ii. Revenue Reserve
• distinction between Provisions and Reserve
• explain Secret Reserve.

3.0 MAIN CONTENT
3.1 Provisions and Reserves
3.2 Meaning
3.2.1 Provision
The term 'Provision' means any amount written off or retained by way of promising depreciation, renewals or diminution in the value of assets or retained by way of providing for any known liability the amount of which may not be determined with substantial accuracy. If the amount of such liability can be ascertained it will be a liability and not a provision. Provisions for depreciation for repairs and renewals, provision for contingencies are some examples of provisions. It is a charge to Profit and Loss Account.

3.2.2 Reserve
Any sum which is appropriated out of Profit and Loss Appropriation Account and is not meant to cover up any liability, contingency, commitment, or reduction in the value of an asset is a reserve. It is provided for meeting prospective losses or liabilities, creation of reserves increase the working capital in the business and strengthen its financial position. Sometimes the amount is not kept in the business as additional working capital but is invested in the purchase of outside securities, then it is called reserve fund and not a reserve. Reserve may be (i) Capital Reserve and (ii) Revenue Reserve.

i. Capital Reserve
Any reserve which is created out of capital profits and is not readily available for distribution as dividend among the shareholders is called Capital Reserve. Profits prior to incorporation, premium on the issue of shares or debentures, profit on the reissue of shares, profit on redemption of debentures, profit on the sale of undertaking or a part of it and profit of abnormal nature which is not meant for distribution as dividend to shareholders are examples of such reserves.

ii. Revenue Reserve
Any Reserve which is available for distribution as dividend to the shareholders is called revenue reserve. General Reserve, dividend equalization reserve, staff welfare reserve, investment fluctuation reserve and contingency reserve are some of examples of such reserves.

3.3 Distinction between Provision and Reserve
From the meaning of Provision and Reserve stated above, you can easily distinguish between them.
The following are the main points of distinction between a provision and a reserve. 

1. Provision is a charge to profit and loss account whereas reserve is an appropriation of profit. Thus provision must be charged to Profit and Loss Account before calculating the Net Profit or Net Loss, but Reserve can be made only when there is profit.
2. Provision is made because of legal necessity but creating a reserve is a matter of financial prudence and to save the business from prospective losses and liabilities.

3.4 Types of Reserves
3.4.1 Secret Reserves
A Secret Reserve is a reserve the existence and or the amount of which cannot be disclosed in the Balance Sheet. Secret Reserves are created in those concerns where public confidence is required for its working like banking companies, insurance companies and electricity companies. Such reserves are created by showing the assets at a lower figure and liabilities at higher figure. 

Some of the ways for creating secret reserves are given as under:
i) by charging excessive depreciation
ii) by undervaluing stock in trade and goodwill.
iii) by creating unnecessary provisions for bad debts and other contingencies
iv) by charging capital expenditure to profit and loss account
v) by suppressing the sales
vi) by showing a contingent liability as a real liability
vii) showing asset as a contingent asset.

Advantages of Secret Reserve:
The following are main advantages of Secret Reserve:
1. It increases the working capital of the concern and strengthens its financial position without disclosing this fact to the shareholders.
2. It discourages competition by not disclosing the larger profits made by a concern in a particular line of business and industry.
3. It enables the directors to tide over unfavorable times. As and when there is less profit, the directors can maintain the rate of dividend by utilizing the secret reserve and without disclosing this fact to the shareholders.

Disadvantages of Secret Reserves:
The following are the main objections raised against the secret reserves:
1. The balance sheet will not disclose a true and fair view of the state of affairs of the business.
2. Sometimes the directors make use of such reserves for their personal benefits.
3. The company worse position can be concealed by the directors for some time by making the use of secret reserve.
4. When secret reserves are created, the assets are shown at less value in the balance sheet. The concern will not get full claim for loss by fire of the assets as and when such assets are destroyed by fire.

3.4.2 General and Specific Reserves
1. General reserves are those reserves which are not created for any
specific purpose and are available for any future contingency or expansion of the business. These are created to provide additional working capital and strengthening the financial position of the concern.
2. Specific Reserves are those reserves which are created for a specific purpose and can be utilized only for that purpose. Dividend equalization reserve and debenture redemption reserve are good examples of such reserves.

3.5 Sinking Funds
Sinking Funds are created to have ready money after a particular period either for the replacement of an asset or for the repayment of a liability. Every year some amount is charged or appropriated from the profit and loss account and is invested in outside securities with the idea that at the end of the stipulated period money will be equal to the amount we need.
Distinction between a Sinking Fund to replace a wasting asset and sinking fund to repay a liability:

The following are the main differences:
1. The annual installment in case of sinking find to replace a wasting asset is really depreciation and is a charge against profit and loss account while in case of sinking fund to repay a liability, it is an appropriation of profit.
2. At the end of the working life when the asset is to be replaced, sinking fund is utilized for writing off old asset account but in other case it is closed by transferring the balance to general reserve as the annual charge was on the profit and loss appropriation.

3.6 Nature of Reserves
Reserves are shown on the liabilities side of the balance sheet and by virtue of this, some persons understand reserve as a liability but this is wrong. You should note that Reserve is not a liability in the real sense. It represents accumulated divisible profit which belongs to the shareholders just like capital and not have been distributed as dividend as yet, that is why it is shown on the liabilities side of the balance sheet. 

Moreover, Reserve represents a portion of the asset which is free to be utilized by the business as it likes i.e. assets equal to reserves are not meant to meet any liability of the business.

4.0 CONCLUSION
Reserves are part of the profit of any business set aside to meet unforeseen contingencies. In cooperative, the law made this mandatory that at least 25% of the net surplus be earmarked for this purpose as previously mentioned.

While Provision is also part of the profit withheld for a particular purpose. You should note that provision is created before profit or surplus is realized. It is charged to Profit and Loss Account or Income and Expenditure Account. Whereas Reserve is created if there is profit. No profit, no reserve.

5.0 SUMMARY
In this note, we explained the meaning of Provision and Reserve. Provision means any amount written off by way of providing for depreciation or diminution in the value of assets. While Reserve means any amount which is appropriated out of Profit and Loss Appropriation Account. No profit, no reserve. 

Note that reserve is not really a liability, but it represents accumulated profit which belongs to the shareholders just like the capital.

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